UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


FORM 10-Q

(Amendment No. 1)


QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934


For the quarterly period ended July 31, 2013


Commission file number 0-11254


COPYTELE, INC.

(Exact name of registrant as specified in its charter)


                   Delaware                                                                     11-2622630       

(State or other jurisdiction of                                                                     (I.R.S. Employer

incorporation or organization)                                                              Identification No.)


               900 Walt Whitman Road                                                                                                  

                         Melville, NY                                                                                                      11747

           (Address of principal executive offices)                                                                                                                      (Zip Code)


(631) 549-5900

(Registrant's telephone number, including area code)



Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.                      Yes   X     No ___


Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

Yes   X   

No ___


Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer [   ]

Accelerated filer [   ]

Non-accelerated filer [   ] (Do not check if a smaller reporting company)

Smaller reporting company [X]


Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

Yes ____

No   X  


Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date.


On September 10, 2013, the registrant had outstanding 207,586,189 shares of Common Stock, par value $.01 per share, which is the registrant’s only class of common stock.  






EXPLANATORY NOTE

 

 

The sole purpose of this Amendment to the Registrant’s Quarterly Report on Form 10-Q for the period ended July 31, 2013 (the “10-Q”), is to furnish the Interactive Data File exhibits required by Item 601(b)(101) of Regulation S-K.


No other changes have been made to the 10-Q and this Amendment has not been updated to reflect events occurring subsequent to the filing of the 10-Q.


  

Item 6. Exhibits.

 

Exhibits

 

Description of Exhibit

31.1

 

Certification of Chief Executive Officer of Periodic Report Pursuant to Rule 13a-15(e) or Rule 15d-15(e).*

31.2

 

Certification of Chief Financial Officer of Periodic Report Pursuant to Rule 13a-15(e) or Rule 15d-15(e).*

32.1

 

Certification by Chief Executive Officer of Periodic Report Pursuant to 18 U.S.C. Section 1350.*

32.2

 

Certification by Chief Financial Officer of Periodic Report Pursuant to 18 U.S.C. Section 1350.*

101.ins

 

Instance Document**

101.def

 

XBRL Taxonomy Extension Definition Linkbase Document**

101.sch

 

XBRL Taxonomy Extension Schema Document **

101.cal

 

XBRL Taxonomy Extension Calculation Linkbase Document **

101.lab

 

XBRL Taxonomy Extension Label Linkbase Document **

101.pre

 

XBRL Taxonomy Extension Presentation Linkbase Document **

 


 

*

Filed with the 10-Q.

 

**

Furnished, not filed, herewith.

                          












SIGNATURES



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


COPYTELE, INC.



By: Robert A. Berman

Robert A. Berman

President and Chief Executive Officer   

September 20, 2013

(Principal Executive Officer)




By: Henry P. Herms

Henry P. Herms

Vice President - Finance and

Chief Financial Officer (Principal

September 20, 2013

Financial and Accounting Officer)