1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (Right to Buy)
(1)
|
11/30/2013 |
11/30/2017 |
Common Stock
|
2,400
|
$
2.58
|
D
|
|
Employee Stock Options (Right to Buy)
(1)
|
11/08/2016 |
11/08/2023 |
Common Stock
|
120,000
|
$
2.58
|
D
|
|
Employee Stock Options (Right to Buy)
(1)
|
12/31/2014 |
12/31/2023 |
Common Stock
|
16,000
|
$
2.58
|
D
|
|
Employee Stock Options (Right to Buy)
(1)
|
12/31/2015 |
01/02/2025 |
Common Stock
|
16,000
|
$
2.58
|
D
|
|
Employee Stock Options (Right to Buy)
(1)
|
12/31/2016 |
01/14/2026 |
Common Stock
|
16,000
|
$
2.92
|
D
|
|
Employee Stock Options (Right to Buy)
(1)
|
(2)
|
07/17/2027 |
Common Stock
|
6,000
|
$
0.82
|
D
|
|
Employee Stock Options (Right to Buy)
(3)
|
09/19/2014 |
09/19/2022 |
Common Stock
|
30,000
|
$
2.58
|
D
|
|
Employee Stock Options (Right to Buy)
(3)
|
02/15/2015 |
02/15/2023 |
Common Stock
|
40,000
|
$
2.58
|
D
|
|
Employee Stock Options (Right to Buy)
(3)
|
12/31/2013 |
12/31/2022 |
Common Stock
|
16,000
|
$
2.58
|
D
|
|
Common Stock Purchase Warrant
(4)
|
07/15/2014 |
07/15/2019 |
Common Stock
|
2,000
|
$
10
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Right-To-Buy pursuant to the ITUS Corporation 2010 Share Incentive Plan. |
(2) |
The option vests and becomes exercisable 50% on September 30, 2017 and 50% on December 31, 2017. |
(3) |
Right-To-Buy pursuant to stock options that were not granted under the ITUS Corporation 2010 Share Incentive Plan. |
(4) |
Pursuant to a public offering by ITUS Corporation in July 2014. |