Quarterly report pursuant to Section 13 or 15(d)

Stock Based Compensation (Tables)

v3.21.1
Stock Based Compensation (Tables)
6 Months Ended
Apr. 30, 2021
Schedule of Option Activity

Information regarding Non-Plan Options for the six months ended April; 30, 2021 is as follows:

 

    Shares     Weighted
Average Exercise
Price Per Share
    Aggregate
Intrinsic
Value
 
Options outstanding at October 31, 2020     1,698,000     $ 2.58          
Exercised     (44,000 )   $ 2.58          
Options outstanding and exercisable at
April 30, 2021
    1,654,000     $ 2.58     $ 3,812,470  

 

Information regarding Non-Plan Options for the six months ended April 30, 2020 is as follows:

 

    Shares     Weighted Average Exercise Price Per Share     Aggregate Intrinsic Value  
Options outstanding at October 31, 2019     1,698,000     $ 2.58          
Options outstanding and exercisable at
April 30, 2020
    1,698,000     $ 2.58     $ -0-  
Schedule of Outstanding and Exercisable

The following table summarizes information about Non-Plan Options outstanding and exercisable as of April 30, 2021:

 

Range of
Exercise Prices
    Number
Outstanding
and
Exercisable
    Weighted Average Remaining Contractual Life
(in years)
    Weighted
Average
Exercise Price
 
$ 2.58       1,654,000       1.31     $ 2.58  

 

The following table summarizes information about Non-Plan Options outstanding and exercisable as of April 30, 2020: 

 


Range of
Exercise Prices
   

Number
Outstanding

and

Exercisable

   

Weighted Average
Remaining
Contractual Life

(in years)

     Weighted
Average
 Exercise Price
 
$ 2.58       1,698,000       2.25     $ 2.58  

2003 Plan [Member]  
Schedule of Option Activity

Information regarding the 2003 Plan for the six months ended April 30, 2020 is as follows:

 

    Shares     Weighted
Average Exercise
Price Per Share
    Aggregate
Intrinsic
Value
 
Options outstanding at October 31, 2019     400     $ 17.00          
Forfeited/Expired     (400 )   $ 17.00          
Options outstanding and exercisable at
April 30, 2020
    -     $ -0-     $ -0-  

2010 Plan [Member]  
Schedule of Option Activity

Information regarding the 2010 Share Plan for the six months ended April 30, 2021 is as follows:

 

    Shares     Weighted
Average Exercise
Price Per Share
    Aggregate
Intrinsic
Value
 
Options outstanding at October 31, 2020     1, 1,907,534     $ 2.82          
Exercised     (37,500 )   $ 2.40          
Forfeited/Expired     (10,400 )   $ 4.57          
Options outstanding at April 30, 2021     1 1,859,634     $ 2.82     $ 3,899,138  
Options exercisable at April 30, 2021     1, 1,820,884     $ 2.82     $ 3,809,375  

 

Information regarding the 2010 Share Plan for the six months ended April 30, 2020 is as follows:

 

      Shares     Weighted
Average Exercise
Price Per Share
    Aggregate
Intrinsic
Value
 
Options outstanding at October 31, 2019       1,998,668     $ 2.80          
Exercised       (43,900 )   $ 2.36          
Forfeited/Expired       (5,534 )   $ 2.58          
Options outstanding at April 30, 2020       1,949,234     $ 2.81     $ 291,195  
Options exercisable at April 30, 2020       1,740,484     $ 2.85     $ 213,820  
Schedule of Outstanding and Exercisable

The following table summarizes information about stock options outstanding and exercisable under the 2010 Share Plan as of April 30, 2021:

 

    Options Outstanding   Options Exercisable  

Range of

Exercise Prices

    Number Outstanding      

Weighted Average Remaining Contractual Life

(in years)

     

Weighted

Average Exercise Price

      Number Exercisable      

Weighted Average Remaining Contractual Life

(in years)

     

Weighted

Average Exercise Price

 
$ 0.67 - $ 2.30     527,500       5.06     $ 1.54       513,750       5.03     $ 1.56  
$ 2.58 - $ 3.13     818,000       2.90     $ 2.80       818,000       3.27     $ 2.80  
$ 3.46 - $ 5.30     514,134       7.00     $ 4.16       489,134       6.99     $ 4.20  

 

The following table summarizes information about stock options outstanding and exercisable under the 2010 Share Plan as of April 30, 2020:

 

      Options Outstanding       Options Exercisable  

Range of

Exercise Prices

    Number Outstanding      

Weighted Average Remaining Contractual Life

(in years)

     

Weighted

Average Exercise Price

      Number Exercisable      

Weighted Average Remaining Contractual Life

(in years)

     

Weighted

Average Exercise

Price

 
$ 0.67 - $2.30     561,500       6.03     $ 1.56       480,250       5.84     $ 1.66  
$ 2.58 - $ 3.13     853,200       3.28     $ 2.79       853,200       3.72     $ 2.79  
$ 3.46 - $ 5.75     534,534       7.69     $ 4.16       407,034       7.54     $ 4.38  
2018 Plan [Member]  
Schedule of Option Activity

Information regarding the 2018 Share Plan for the six months ended April 30, 2021 is as follows:

 

    Shares     Weighted
Average Exercise
Price Per Share
    Aggregate Intrinsic Value  
Options outstanding at October 31, 2020     4,346,661     $ 3.69          
Granted     1,380,000     $ 3.28          
Exercised     (33,888 )   $ 3.81          
Forfeited/Expired     (392,781 )   $ 3.70          
Options outstanding at April 30, 2021     5,299,992     $ 3.58     $ 7,000,292  
Options exercisable at April 30, 2021     2,626,391     $ 3.66     $ 3,215,984  

 

Information regarding the 2018 Share Plan for the six months ended April 30, 2020 is as follows:

 

    Shares     Weighted
Average Exercise
Price Per Share
    Aggregate Intrinsic Value  
Options outstanding at October 31, 2019     3,935,500     $ 3.74          
Granted     800,000     $ 3.85          
Options outstanding at April 30, 2020     4,735,000     $ 3.76     $ -0-  
Options exercisable at April 30, 2020     2,107,779     $ 3.75     $ -0-  
Schedule of Outstanding and Exercisable

The following table summarizes information about stock options outstanding and exercisable under the 2018 Share Plan as of April 30, 2021:

 

      Options Outstanding     Options Exercisable  
Range of Exercise Prices     Number Outstanding    

Weighted Average Remaining Contractual Life

(in years)

    Weighted
Average Exercise Price
    Number Exercisable    

Weighted Average Remaining Contractual Life

(in years)

    Weighted
Average Exercise Price
 
$ 2.09 - $3.70       3,975,000       7.87     $ 3.38       1,901,945       7.37     $ 3.55  
$ 3.84 - $5.30       1,324,992       7.19     $ 4.16       724,446       7.43     $ 3.96  

 

The following table summarizes information about stock options outstanding and exercisable under the 2018 Share Plan as of April 30, 2020:

 

      Options Outstanding     Options Exercisable  
Range of Exercise Prices     Number Outstanding    

Weighted Average Remaining Contractual Life

(in years)

    Weighted  Average Exercise Price     Number Exercisable    

Weighted Average Remaining Contractual Life

(in years)

    Weighted Average Exercise Price  
$ 3.70       3,100,000       8.03     $ 3.70       1,566,666       8.03     $ 3.70  
$ 3.84 - $4.61       1,635,000       8.92     $ 3.88       541,113       8.37     $ 3.75